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Dawn Ellen Morley

Cwm, LLC

Omaha, NE

Carmel, IN

CRD 2378498

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Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-11-14
  • IN RA
    APPROVED
    Since 2025-11-14

Branch Locations

14600 Branch St., Omaha, NE 68154 • United States

11495 N Penn Street, Ste. 245, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axia Advisory Corp Bloomington IN 11/2012 05/2025
Total Wealth Planning, Llc Carmel IN 05/2025 03/2026
Cwm, Llc Omaha NE 11/2025 Present
Carson Wealth Carmel IN 11/2025 Present
  • 11/2012 → 05/2025
    Axia Advisory Corp
    Bloomington, IN
  • 05/2025 → 03/2026
    Total Wealth Planning, Llc
    Carmel, IN
  • 11/2025 → Present
    Cwm, Llc
    Omaha, NE
  • 11/2025 → Present
    Carson Wealth
    Carmel, IN
Previous Registrations
  • 2025-05-30 → 2026-03-23
    Total Wealth Planning, Llc
    Carmel, IN
    Cincinnati, OH
  • 2012-12-12 → 2025-06-02
    Axia Advisory
    Indianapolis, IN
  • 1998-11-24 → 2006-12-31
    Trust Investment Advisors
    Indianapolis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-07-12
  • S65 Uniform Investment Adviser Law Examination
    1993-07-12
Other Names
  • Dawn Morley

View on SEC IAPD

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