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Gary William Jansen

Stifel, Nicolaus & Company, Incorporated

Chicago, IL

CRD 2378252

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-05
IL RA APPROVED 2025-04-04
  • TX RA
    APPROVED_RES
    Since 2025-04-05
  • IL RA
    APPROVED
    Since 2025-04-04

Branch Locations

70 West Madison Street Suite 2500, Chicago, IL 60602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B. Riley Wealth Management Chicago IL 10/2005 04/2025
B. Riley Wealth Advisors, Inc. Chicago IL 07/2022 04/2025
Stifel, Nicolaus & Company, Incorporated Chicago IL 04/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-07
S63 Uniform Securities Agent State Law Examination 1993-09-22
  • S65 Uniform Investment Adviser Law Examination
    1994-02-07
  • S63 Uniform Securities Agent State Law Examination
    1993-09-22

View on SEC IAPD

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Nearby Investors

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HAROLD NELSON LEAVELL
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Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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