Carlos Luis Dominguez

Current Employers

Employment History

• 05/2016 → Present
  Raymond James Financial Services, Inc.
  Gainesville, GA
• 05/2016 → Present
  Raymond James Financial Services Advisors Inc.
  Gainesville, GA

Previous Registrations

• 2008-01-01 → 2016-05-12
  Wells Fargo Clearing Services, Llc
  Gainesville, GA
• 2003-05-06 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Gainesville, GA
  Gainesville, GA
  St. Louis, MO

Other Businesses

(1)Name of Business: 620 Spring Street LLC Address: 620 Spring Street, Gainesville, GA, 30501, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 11/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Own and manage 620 Spring Street the building we currently reside. (2)Name of Business: CLD LLC Address: 620 Spring Street, Gainesville, GA, 30501, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/18/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: To be the recipient of our income from RJFS. (3)Name of Business: Dominguez Address: 3254 Dunlap Dr., Gainesville, GA, 30506\n, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 11/24/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-trustee (4)Name of Business: Hangar CC5, LLC. Address: 3254 Dunlap Dr., Gainesville, GA, 306, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 11/01/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Help to pay for expenses associated with the ownership of an airplane. (5)Name of Business: Quinlan Visual Arts Center Address: 514 Green St NE, Gainesville, GA 30501, GA, 30506, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 03/02/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assist the organization on the documentation of financial documents and other financial decisions (6)Name of Business: Quinlan Visual Arts Center Address: 514 Green St. NE, Gainesville, GA, 30501, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 10/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: To serve in an advisory capacity only in the Financial Committee and the Endowment Committee (7)Name of Business: Spring Street Partners Address: 3254 Dunlap Dr., GAinesville, GA, 30501, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/17/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 1/2 Owner in commercial real-estate:Coordinate and hire maintenanceNegotiate leasesPay bills (8)Name of Business: Windsor Wealth Strategists & Planners a Dominguez and Jones Company Address: 620 Spring St SE, Gainesville, GA, 30501, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 10/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 81+ Description of duties: Business manager, producer, planner, P.M.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-08-06

Designations