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Charles Leonard Stephen

Glenwood Investment Group, LLC

Manchester, NH

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Current Employers
Glenwood Investment Group, Llc

814 Elm Street Suite 503, Manchester, NH 03101 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-01-04
MA RA APPROVED 2005-01-06
NH RA APPROVED 2005-01-04
  • TX RA
    APPROVED_RES
    Since 2011-01-04
  • MA RA
    APPROVED
    Since 2005-01-06
  • NH RA
    APPROVED
    Since 2005-01-04

Branch Locations

814 Elm Street Suite 503, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Glenwood Investment Group, Llc Bedford NH 08/2004 Present
Previous Registrations
Other Businesses

1.) LICENSED INSURANCE BROKER FOR VARIOUS INSURANCE COMPANIES, 7/1992-PRESENT. HE TYPICALLY SPENDS APPROXIMATELY 10% OF HIS TIME ENGAGED IN THIS OTHER INVESTMENT-RELATED BUSINESS ACTIVITY. 2.)CHARLES L. STEPHEN HAS THE FOLLOWING RENTAL PROPERTIES: 71 FIREHOUSE RD. ALBURGH, VT 05440; 172 GLENWOOD AVE. MANCHESTER, NH 03102; 204 36TH ST. WEST BRADENTON, FL 34205; 657 & 659 MONTGOMERY ST., MANCHESTER, NH 03102.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1993-07-27
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1993-07-27
Designations
Other Names
  • Chuck Stephen
  • Charles Stephen

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