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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-02-27 |
| IL | RA | APPROVED | 2005-12-07 |
Branch Locations
3161 W White Oaks Dr, Springfield, IL 62704 • United States
230 Sw Adams St, Peoria, IL 61602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Springfield | IL | 09/2005 | Present |
| Bank Of America, Na | Springfield | IL | 12/2009 | Present |
I*77847 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ABRAHAM LINCOLN HEALTHCARE FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: LINCOLN, ILLINOIS 62656 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 1/1/2015 NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 4 DUTIES: FOUNDATION RAISES MONEY TO SUPPORT THE MISSION OF THE LOCAL HOSPITAL. I AM THE CHAIRMAN OF THE FOUNDATION BOARD. I*119088 For profit or not for profit: Non-Profit Organization Name of outside business organization: Lincoln College Investment related: N Address of business: Lincoln, Illinois 62656 Nature of business: Charitable Organization, Position, title, association: Trustee, Start date of relationship: 9/28/2018 Number of hours devoted: 40 hour(s) Annually Number of hours devoted during trading hours: 20 Duties: Lincoln College is a private college issuing Associates and Bachelors degrees. I am a member of the board of trustees, which involves helping to guide the strategic initiatives of the school. I*1737299 Entity Charitable Name of OBA: Memorial Health Address: Springfield, Illinois, 62702 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 03/20/2024 No Hours: 5 No Hours during trading: 2 Duties:Entity is a local non-profit organization serving Springfield, Decatur, Jacksonville, Lincoln, Taylorville, and other central Illinois communities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-06 |
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