Richard Paul Mills

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1992 → Present
  Capital Alternatives
  Pickerington, OH
• 03/1995 → Present
  Self-Employed
  Powell, OH
• 11/2015 → 11/2025
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2015 → 11/2025
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 10/2025 → Present
  Osaic Wealth, Inc.
  Gahanna, OH

Previous Registrations

• 2015-11-16 → 2025-11-20
  Cambridge Investment Research Advisors, Inc.
  Gahanna, OH
  Powell, OH
• 2013-06-04 → 2015-11-18
  Prospera Financial Services, Inc.
  Dallas, TX
  Worthington, OH
• 2003-09-04 → 2013-06-19
  Lpl Financial Llc
  Blacklick, OH
  Worthington, OH
• 1999-09-12 → 2003-09-03
  Ffp Advisory Services Inc
  Blacklick, OH

Other Businesses

1) BISHOFF FINANCIAL GROUP, 1233 SHAGBARK ROAD GAHANNA OH, 10/2004 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 180 HR/MO 160 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 03/2016, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 3) DBA BISHOFF TAX ADVISORS POSITION: Admin. NATURE: Tax planning, tax prep, payroll, bookkeeping INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2020 ADDRESS: 38 Water Lily Way, Coto de Caza CA 92679, United States DESCRIPTION: Admin. and support tax team. 4) BISHOFF INSURANCE AGENCY POSITION: Insurance Agent NATURE: DBA Bishoff Financial, Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2004 ADDRESS: 1233 Shagbark Road, Gahanna OH 43230, United States DESCRIPTION: prepare pricing and illustrations for insurance products; life, disability and long term care. Complete applications and track thru the underwriting process to delivery. Administrate existing book of insurance business. 5) DBA BISHOFF FINANCIAL (BFG) POSITION: Insurance Agent NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2004 ADDRESS: 1233 Shagbark Road, Gahanna OH 43230, United States DESCRIPTION: Develop insurance pricing and proposals. Complete insurance applications and track thru the underwriting process. Administer existing insurance polices, various reporting.

Exams

• S66 Uniform Combined State Law Examination
  2014-08-06
• S63 Uniform Securities Agent State Law Examination
  2007-11-21

Other Names

• Richard Mills