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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-27 |
| DC | RA | APPROVED | 2024-09-10 |
| CO | RA | APPROVED | 2024-08-14 |
| RI | RA | APPROVED | 2024-07-24 |
| NY | RA | APPROVED | 2021-04-16 |
| MD | RA | APPROVED | 2019-02-06 |
| PA | RA | APPROVED | 2017-07-11 |
| NJ | RA | APPROVED | 2017-06-15 |
| VA | RA | APPROVED | 2010-09-22 |
Branch Locations
11600 Sunrise Valley Drive Suite 100, Reston, VA 20191 • United States
Richmond, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Sparks | MD | 05/2015 | 10/2016 |
| Guardian Life Insurance Company Of America | Sparks | MD | 05/2015 | 10/2016 |
| Guardian Life Insurance | Pittsburgh | PA | 10/2016 | 07/2018 |
| Park Avenue Securities | Pittsburgh | PA | 10/2016 | 07/2018 |
| Guardian Life Insurance | Reston | VA | 08/2018 | Present |
| Park Avenue Securities | Reston | VA | 08/2018 | Present |
| Guardian Life Insurance Company | Henrico | VA | 06/2024 | 08/2026 |
| Park Avenue Securities | Henrico | VA | 06/2024 | 08/2026 |
| Guardian Life Insurance Company | Richmond | VA | 08/2026 | Present |
| Park Avenue Securities | Richmond | VA | 08/2026 | Present |
1) Insurance other than Guardian, Start date: 8/1/2025, Address: 11600 Sunrise Valley Dr Suite 100 Reston, VA 2019, 2 total hours/month; 2 during securities trading hours, Investment related, <10% Annual Compensation, 2) NeXco National - President (Networking Group), Start date: 4/10/2025, Address: Virtual, 6 total hours/month; 6 during securities trading hours, Not Investment related, No Annual Compensation, 3) SFG, LLC, Start Date: 1/25/2025, Nature: Legal entity established for tax purposes, Address: 12329 Purbrook Walk Henrico, VA 23233, Duties: Owner, 5 total hours per month; 5 during securities trading hours, Not Investment Related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-14 |
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