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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-08-12 |
| CT | RA | APPROVED | 2026-05-19 |
| AZ | RA | APPROVED | 2026-03-26 |
| RI | RA | APPROVED | 2023-09-08 |
| GA | RA | APPROVED | 2022-12-22 |
| NY | RA | APPROVED | 2021-04-08 |
| VA | RA | APPROVED | 2021-02-03 |
| DE | RA | APPROVED | 2020-10-14 |
| NH | RA | APPROVED | 2020-02-28 |
| MI | RA | APPROVED | 2019-12-04 |
| NV | RA | APPROVED | 2018-05-24 |
| WA | RA | APPROVED | 2018-05-03 |
| CA | RA | APPROVED | 2016-10-28 |
| NC | RA | APPROVED | 2016-10-14 |
| FL | RA | APPROVED | 2015-08-17 |
| SC | RA | APPROVED | 2015-08-17 |
| PA | RA | APPROVED | 2015-08-14 |
| TX | RA | APPROVED_RES | 2015-08-13 |
Branch Locations
1440 Central Ave Ms: Nya022, Albany, NY 12205 • United States
20 Corporate Woods Blvd, Suite 302 Ms: Nyac10, Albany, NY 12211 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc. | Albany | NY | 03/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-05 |
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