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Mary Jean Rorvik

Missionsquare Retirement

Washington, DC

Sun City, AZ

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Current Employers
Missionsquare Retirement

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-09-16
WA RA APPROVED 2022-06-15
  • AZ RA
    APPROVED
    Since 2025-09-16
  • WA RA
    APPROVED
    Since 2022-06-15

Branch Locations

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Sun City, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Seattle WA 10/2014 06/2018
Tiaa-Cref Individual & Institutional Services, Llc Seattle WA 10/2014 06/2018
Us Bank Kent WA 07/2018 11/2019
U.S. Bancorp Investments, Inc. Kent WA 07/2018 11/2019
Lpl Financial, Llc Tacoma WA 11/2019 06/2022
Missionsquare Retirement Washington DC 06/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-16
S63 Uniform Securities Agent State Law Examination 2005-01-13
  • S65 Uniform Investment Adviser Law Examination
    2011-09-16
  • S63 Uniform Securities Agent State Law Examination
    2005-01-13
Other Names
  • Mary Nichols
  • Mary Jean Whitener
  • Mary Jean Whitener
  • Mary Jean Nichols
  • Mary J Rorvik

View on SEC IAPD

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AMANDA JEAN ZACK
CHRISTINE RUSHIN MISTR
CHARLES DOUGLAS HARTLEY
Marilyn McKinnon

Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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