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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-05-09
IL RA APPROVED 2018-08-09
  • IN RA
    APPROVED
    Since 2019-05-09
  • IL RA
    APPROVED
    Since 2018-08-09

Branch Locations

1540 N La Salle Dr Ste 100, Chicago, IL 60610 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
John Spears Insurance Agency Chicago IL 01/2008 Present
State Farm Vp Management Corp. Chicago IL 01/2008 Present
State Farm Investment Management Corp Chicago IL 08/2018 Present
  • 01/2008 → Present
    John Spears Insurance Agency
    Chicago, IL
  • 01/2008 → Present
    State Farm Vp Management Corp.
    Chicago, IL
  • 08/2018 → Present
    Chicago, IL
Other Businesses

1) JOHN L. SPEARS AGENCY INC.; INVESTMENT-RELATED; 20180 GOVERNORS HIGHWAY, SUITE 308, OLYMPIA FIELDS IL 60461; SERVICE INDUSTRY-MOTIVATIONAL SPEAKING; OWNER/SOLE PROPRIETOR; 09/2007; 10-HOURS PER MONTH DEVOTED; ZERO DURING TRADING HOURS; MODERATING AND SPEAKING. 2) Election Judge; non-investment-related; TBD-CHICAGO, IL; Membership/Civic/Fraternal Organization; Interested in serving as an Election Judge for the upcoming November election.; 11/6/18; 0%; 0 hrs. for both; Judges of Election are paid to work on Election Day to manage the precinct polling place, including preparing reports after the polls close. 3) John Spears's Insurance Agency; Insurance Agency; Investment-related; 1540 N La Salle Dr Ste 100 Chicago, IL 60610-1373; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2006; 80; 80; Service customers and supervise employees 4) Ray And Joan Kroc Corps Community Center Chicago; non-investment-related; 1250 W 119th St CHICAGO, IL 60643; Association/Committee/Council; Board member; none; 6/2/2024; 4; 0; Committee: The primary emphasis of the role is supporting the Kroc Center Leadership by encouraging and developing more community volunteer participation.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-11-15
  • S63 Uniform Securities Agent State Law Examination
    1993-11-15
Designations
  • Chartered Financial Consultant
Other Names
  • John L Spears

View on SEC IAPD

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