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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-01 |
| MD | RA | APPROVED | 2005-12-09 |
Branch Locations
1997 Annapolis Exchange Pkwy [Satellite], Annapolis, MD 21401 • United States
572 Titus Ave, Rochester, NY 14617 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Severna Park | MD | 05/2009 | Present |
PRIVATE WEALTH PARTNERS LLC; INV RELATED; ANNAPOLIS, MD; FOR FINET PRACTICE; 20% OWNERSHIP; START: 12/2005; 200 HRS/MO; 200 DURING TRADING. CO-TRUSTEE FOR FINET 401K; INV. RELATED; ANNAPOLIS, MD; START DATE 1/2017; 2 HRS PER MONTH; 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-01-31 |
| S65 | Uniform Investment Adviser Law Examination | 1994-12-21 |
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