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James Edward Ghory

Morgan Stanley

Beavercreek, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • OH RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

4380 Buckeye Lane Suite 200, Beavercreek, OH 45440 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Beavercreek OH 04/2007 Present
Morgan Stanley Smith Barney Beavercreek OH 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Beavercreek, OH
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Beavercreek, OH
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Beavercreek, OH
  • 1999-10-29 → 2007-04-02
    Morgan Stanley Dw Inc.
    Beavercreek, OH
    Centerville, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-11
S63 Uniform Securities Agent State Law Examination 1993-08-26
  • S65 Uniform Investment Adviser Law Examination
    2007-09-11
  • S63 Uniform Securities Agent State Law Examination
    1993-08-26
Other Names
  • James Edward Ghory
  • James Edward Ghory Jr
  • James Edward Ghory Jr.

View on SEC IAPD

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Other Offices

EQUITY SERVICES, INC. · BEAVERCREEK, OH
EDWARD JONES · BEAVERCREEK, OH
G. A. REPPLE & COMPANY · BEAVERCREEK, OH
PNC WEALTH MANAGEMENT LLC · BEAVERCREEK, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Beavercreek, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Beavercreek, OH
LPL FINANCIAL LLC · BEAVERCREEK, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Beavercreek, OH

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