Francis Davis Moise

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Charlotte, NC
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Charlotte, NC
• 2001-12-31 → 2007-04-02
  Morgan Stanley Dw Inc.
  Charlotte, NC
  Charlotte, NC

Other Businesses

2. INDEPENDENT CONTRACTOR; ALLOW USE OF MY YARD FOR PUBLIC PARKING; CHARLOTTE, NC; 0 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 03/2013 * 474875 - Trust; Investment related Yes; Hilton Head, South Carolina; Trust; Trustee/Co-Trustee; 01/2022; During business hours: 1; After business hours: 4;

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-22
• S63 Uniform Securities Agent State Law Examination
  1993-08-24

Other Names

• Francis Davis Moise
• Francis Davis Moise Jr
• Francis Davis Moise Jr.