Best Investors Account Sign in
Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2016-01-04
  • SC RA
    APPROVED
    Since 2016-01-04

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

97A Towne Dr, Bluffton, SC 29910 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbor Light Insurance & Wealth Advisors Bluffton SC 01/2010 Present
Gwn Securities Inc. Palm Beach Gardens FL 01/2016 Present
  • 01/2010 → Present
    Harbor Light Insurance & Wealth Advisors
    Bluffton, SC
  • 01/2016 → Present
    Palm Beach Gardens, FL
Previous Registrations
Other Businesses

HARBOR LIGHT INSURANCE & WEALTH ADVISORS LLC: 97A TOWNE DR., BLUFFTON, SC 29910. 01/2010. I AM AN ADMINISTRATIVE ASSISTANT/PARTNER FOR THIS INSURANCE AGENCY AND WEALTH ADVISOR. I WILL DEVOTE 160+ HOURS PER MONTH TO THIS BUSINESS. I AM COMPENSATED BY COMMISSIONS AND WAGES. LIFE INSURANCE AND FIXED ANNUITY POSITION: n/a NATURE: Fixed annuity and life insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/02/2016 ADDRESS: 97A Towne Dr, Bluffton SC 29910 DESCRIPTION: Locating a good product that meets the wants and needs of the client.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-18
S65 Uniform Investment Adviser Law Examination 1994-12-01
S63 Uniform Securities Agent State Law Examination 1993-08-27
  • S66 Uniform Combined State Law Examination
    2015-03-18
  • S65 Uniform Investment Adviser Law Examination
    1994-12-01
  • S63 Uniform Securities Agent State Law Examination
    1993-08-27
Other Names
  • Gina Marie Sebastian
  • Gina Schroeder
  • Gina S Eibest

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Palm Beach Gardens, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor