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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2016-01-04 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
97A Towne Dr, Bluffton, SC 29910 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harbor Light Insurance & Wealth Advisors | Bluffton | SC | 01/2010 | Present |
| Gwn Securities Inc. | Palm Beach Gardens | FL | 01/2016 | Present |
HARBOR LIGHT INSURANCE & WEALTH ADVISORS LLC: 97A TOWNE DR., BLUFFTON, SC 29910. 01/2010. I AM AN ADMINISTRATIVE ASSISTANT/PARTNER FOR THIS INSURANCE AGENCY AND WEALTH ADVISOR. I WILL DEVOTE 160+ HOURS PER MONTH TO THIS BUSINESS. I AM COMPENSATED BY COMMISSIONS AND WAGES. LIFE INSURANCE AND FIXED ANNUITY POSITION: n/a NATURE: Fixed annuity and life insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/02/2016 ADDRESS: 97A Towne Dr, Bluffton SC 29910 DESCRIPTION: Locating a good product that meets the wants and needs of the client.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-18 |
| S65 | Uniform Investment Adviser Law Examination | 1994-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-27 |
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