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Louis Augustus Burney

Morgan Stanley

Wilmington, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-15
NC RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • NC RA
    APPROVED
    Since 2009-06-01

Branch Locations

1111 Military Cutoff Road, Wilmington, NC 28405 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Wilmington NC 01/1998 Present
Morgan Stanley Smith Barney Wilmington NC 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 01/1998 → Present
    Wilmington, NC
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Wilmington, NC
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1.Blakes Bridge LLC; Investment related Yes; Wilmington, NC; Real Estate Holding; Owner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2018; During business hours: 0; After business hours: 1.0 2. 5 & Chestnut , LLC; Investment related Yes; Pinehurst, NC; Hold Property; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2019; During business hours: Nil; After business hours: 1; Handle maintenance property 3. *559316 - New Hanover County ABC board ; Investment related - No ; Wilmington, North Carolina ; Government ; Board Member(proprietor, partner, officer, director, employee, trustee, agent) ; 7/2023 ; During business hours : 3 ; After business hours : 0 ; Labor or Service *601285 - Cape Fear Community College; Investment related: No; Wilmington, North Carolina; Education; Board Member(proprietor, partner, officer, director, employee, trustee, agent); 7/2024; During business hours: 1; After business hours: 4; Set/ approve pollicy for the college

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-10
S63 Uniform Securities Agent State Law Examination 1993-09-09
  • S65 Uniform Investment Adviser Law Examination
    1993-09-10
  • S63 Uniform Securities Agent State Law Examination
    1993-09-09

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