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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-11-01
  • PA RA
    APPROVED
    Since 2021-11-01

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

375 Newville Road Po Box 112, Newburg, PA 17240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mid Atlantic Capital Corporation Newburg PA 08/2012 Present
Mid Atlantic Financial Management, Inc. Pittsburgh PA 08/2012 Present
Newedge Advisors, Llc New Orleans LA 11/2021 Present
  • 08/2012 → Present
    Mid Atlantic Capital Corporation
    Newburg, PA
  • 08/2012 → Present
    Mid Atlantic Financial Management, Inc.
    Pittsburgh, PA
  • 11/2021 → Present
    Newedge Advisors, Llc
    New Orleans, LA
Previous Registrations
  • 2012-08-28 → 2021-11-01
    Mid Atlantic Financial Management, Inc.
    Shippensburg, PA
    Newburg, PA
    Pittsburgh, PA
  • 2010-12-16 → 2012-08-28
    Brokersxpress Llc
    Shippensburg, PA
    Newburg, PA
    Chicago, IL
    Shippensburg, PA
    Shippensburg, PA
Other Businesses

1)PENNSYLVANIA INTERSCHOLASTIC ATHLETIC ASSOCIATION~NON INVESTMENT RELATED~550 GETTYSBURGH ROAD, MECHANICSBURG, PA 17055~OFFICIATING~BASKETBALL OFFICIAL~NOVEMBER 2017~16HRS PER MONTH~0HRS PER MONTH DURING MARKET~OFFICIATE HIGH SCHOOL AND CLUB BASKETBALL EVENTS - - - - - - - - - - - - - 2..McMullen Wealth & Retirement Management*Yes Invest*Newburg, PA*President*Investment management*7/17/23*

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-05
S63 Uniform Securities Agent State Law Examination 1993-09-15
  • S65 Uniform Investment Adviser Law Examination
    1995-04-05
  • S63 Uniform Securities Agent State Law Examination
    1993-09-15
Other Names
  • Gregory Leslie Mcmullen

View on SEC IAPD

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