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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-08-21 |
| NJ | RA | APPROVED | 2010-03-11 |
| TX | RA | APPROVED_RES | 1996-01-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 07/1993 | Present |
| Bank Of America, N.A. | Florham Park | NJ | 05/2011 | Present |
I*1530267For profit or not for profit: Entity For ProfitName of outside business organization: North O Nashville LLCInvestment related: NAddress of business: Randolph, New Jersey, 07869, United StatesNature of business: Limited Liability CompanyPosition, title, association: Owner, Start date of relationship: 10/12/2023Number of hours devoted: 8 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Band/musical performer as a hobby.I*400814, Entity Type: Entity For Profit, Name of OBA: POA, Address: Denville, New Jersey 07834, Investment Related: Y, Position, Title, Association: Other, Employee Start Date: 06/08/2017, No Hours: 5, No Hours during trading: 4, Duties: POA for my mother's accounts to assist her with her financial affairs. I*,2654261 Entity Type, Name of OBA: MR M A C TTEE A P C Address: DenvilleNew Jersey07834Investment Related: No Position, Title, Association: Trustee Employee Start Date: 07/23/2025 No Hours: 1 yearly No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-29 |
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