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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2026-03-13 |
| GA | RA | APPROVED | 2004-04-07 |
| TX | RA | APPROVED_RES | 2000-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Macon | GA | 07/1993 | Present |
| Bank Of America, N.A. | Athens | GA | 07/2011 | Present |
CLASSIC CITY LLC, 1201 MALLARD LAKE DRIVE, BOGART, GA 30622 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 1, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 02/17/06, POSITION - OWNER; LLC HOLD REACREATIONAL HUNTING AND FISHING PROPERTY TO BE USED PERSONALLY. I*1917258 , Entity Type,Charitable Name of OBA:Foundation of Wesley Woods Address:Atlanta,GA,2376986 Investment Related: NO Position, Title, Association: Board Member Employee Start Date: 08/01/2024 No Hours: 5 YEARLY No Hours during trading: 0 Duties:The Foundation of Wesley Woods is a 501(c)(3) organization which supports the Wesley Woods Senior Living, which provides financial assistance for housing and meals to residents who have outlived their resources. 1 in person meeting per year. 2 virtual meetings per year. I*2188260, Entity Type: , Name of OBA: J L H, Address: new york, New York, 10009, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 04-Feb-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-21 |
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