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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-09-23
  • MI RA
    APPROVED
    Since 2019-09-23

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Grosse Pointe Farms, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 06/2009 09/2019
Cambridge Investment Research Advisors, Inc Fairfield IA 06/2009 09/2019
Parkland Securities Llc. Ann Arbor MI 09/2019 Present
Sigma Planning Corporation Ann Arbor MI 09/2019 Present
  • 06/2009 → 09/2019
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 06/2009 → 09/2019
    Fairfield, IA
  • 09/2019 → Present
    Parkland Securities Llc.
    Ann Arbor, MI
  • 09/2019 → Present
    Sigma Planning Corporation
    Ann Arbor, MI
Previous Registrations
Other Businesses

INDEPENDENT INSURANCE AGENT, 312 HILLCREST AVE, GROSSE POINTE FARMS, MI, 7/2011 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. Product sales may include term life and Medicare related insurance products. 2 HR/WK - 1/TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-21
S63 Uniform Securities Agent State Law Examination 1993-10-20
  • S66 Uniform Combined State Law Examination
    2003-02-21
  • S63 Uniform Securities Agent State Law Examination
    1993-10-20
Other Names
  • Robert Terence Haran
  • Bob Haran

View on SEC IAPD

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