Thomas Francis Agnew

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1993 → 11/2024
  Pruco Securities, Llc.
  Tappan, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  Orangeburg, NY

Previous Registrations

• 2002-06-20 → 2024-11-14
  Pruco Securities, Llc.
  Orangeburg, NY
  Tappan, NY
  Paramus, NJ

Other Businesses

1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-23
• S63 Uniform Securities Agent State Law Examination
  1993-10-21