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Employer firm

Voya Retirement Advisors, LLC CRD 3989

$37.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Retirement Advisors, Llc

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-04-04
  • MI RA
    APPROVED
    Since 2024-04-04

Branch Locations

Battle Creek, MI • United States

One Orange Way, Windsor, CT 06095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Working Capital Financial Three Rivers MI 07/2004 06/2018
Cetera Advisor Networks Llc El Segundo CA 01/2013 06/2018
Cuna Brokerage Services Waverly IA 06/2018 03/2024
Cuna Mutual Gorup Waverly IA 06/2018 03/2024
Lpl Financial Llc Parchment MI 05/2022 03/2024
Voya Battle Creek MI 03/2024 Present
Voya Financial Partners, Llc Battle Creek MI 03/2024 Present
  • 07/2004 → 06/2018
    Working Capital Financial
    Three Rivers, MI
  • 01/2013 → 06/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2018 → 03/2024
    Cuna Brokerage Services
    Waverly, IA
  • 06/2018 → 03/2024
    Cuna Mutual Gorup
    Waverly, IA
  • 05/2022 → 03/2024
    Parchment, MI
  • 03/2024 → Present
    Voya
    Battle Creek, MI
  • 03/2024 → Present
    Voya Financial Partners, Llc
    Battle Creek, MI
Previous Registrations
  • 2022-05-18 → 2024-03-25
    Parchment, MI
    Kalamazoo, MI
    Kalamazoo, MI
    Battle Creek, MI
  • 2018-07-13 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Parchment, MI
    Kalamazoo, MI
    Battle Creek, MI
    Richland, MI
    Kalamazoo, MI
  • 2016-08-19 → 2018-06-26
    Cetera Wealth Services, Llc
    Kalamazoo, MI
    Kalamazoo, MI
    Mattawan, MI
    Battle Creek, MI
    Three Rivers, MI
    Three Rivers, MI
    Kalamazoo, MI
    Kalamazoo, MI
    Centreville, MI
    Battle Creek, MI
    Battle Creek, MI
    Sturgis, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-29
S63 Uniform Securities Agent State Law Examination 1993-07-26
  • S66 Uniform Combined State Law Examination
    2016-03-29
  • S63 Uniform Securities Agent State Law Examination
    1993-07-26

View on SEC IAPD

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