Joseph Charles Rosenthal

Employer firm

Blackrock Investment Management, LLC CRD 108928

$677B regulatory AUM 81 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Blackrock
  Princeton, NJ
• 11/2011 → Present
  Blackrock Investments Llc
  Princeton, NJ

Previous Registrations

• 2009-09-21 → 2014-09-05
  Blackrock Fund Advisors
  San Francisco, CA
• 2008-03-19 → 2009-09-09
  Lincoln Financial Distributors, Inc.
  Hillsdale, NJ
  Oceanside, NY
  Southlake, TX
  Sanford, ME
• 2007-04-24 → 2008-03-04
  Stifel, Nicolaus & Company, Incorporated
  New York, NY
  St. Louis, MO
• 2004-07-23 → 2007-08-27
  Ryan Beck & Co.
  Florham Park, NJ
  Florham Park, NJ
  New York, NY
• 2002-06-03 → 2003-11-21
  Ubs Financial Services Inc.
  Philadelphia, PA

Other Businesses

(1) FlexPaths LLC; Workplace Consulting; Consultant; Provide internal business development and sales coaching to CEO and consultants for use in upselling current clients developing new relationships increasing sales pipeline and closing business. This will include but not limited to reviewing pitches proposals outreach letters and messaging.; 12; Start Date: 09-01-2023 (2) Congregation B'Nai Israel; Synagogue - Religious Organization; Vice President - Board Member; Oversight of committee members - Membership Fundraising school and general operations; 10-12 hours a month hrs/month; Start Date:06-15-2024

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-11-18

Other Names

• Joseph C Rosenthal