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Wealth Enhancement Advisory Services, LLC CRD 116407
$122B regulatory AUM 327 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-01-13 |
Branch Locations
100 Summer St 16Th Floor, Office 64, Boston, MA 02110 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Portsmouth | NH | 01/2011 | 03/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 03/2017 |
| Wells Fargo Clearing Services Llc | Portland | ME | 03/2017 | 01/2019 |
| Kestra Investment Services, Llc | Boston | MA | 01/2019 | 02/2023 |
| Kestra Advisory Services, Llc | Boston | MA | 01/2019 | 02/2023 |
| Mark Francis Photography Llc | Boston | MA | 01/2018 | Present |
| Oxygen Financial Boston, Llc | Boston | MA | 01/2019 | 12/2024 |
| Cwm, Llc Dba Carson Wealth | Boston | MA | 02/2023 | 12/2024 |
| Cwm, Llc Dba Carson Partners - Crd # 155344 | Boston | MA | 02/2023 | 12/2024 |
| Cetera Advisor Networks | El Segundo | CA | 02/2023 | 12/2024 |
| Wealth Enhancement Group | Boston | MA | 01/2025 | Present |
| Wealth Enhancement Advisory Services | Boston | MA | 01/2025 | Present |
| Wealth Enhancement Brokerage Services | Boston | MA | 01/2026 | Present |
MARK FRANCIS PHOTO - BOSTOM, MA - FREELANCE PHOTOGRAPHER - 2 HOURS PER MONTH, 0 HOUR DURING TRADING HOURS. WEALTH ENHANCEMENT GROUP - INVESTMENT RELATED - FIXED INSURANCE - SVP, FINANCIAL ADVISOR - START DATE: 04/2025 - 2 HOURS SPENT PER MONTH, 2 HOURS SPENT DURING TRADING HOURS. WEALTH ENHANCEMENT ADVISORY SERVICES - INVESTMENT RELATED - BOSTON, MA - ADVISORY SERVICES - START DATE 01/2025 - 40 HRS SPENT PER MONTH WITH 40 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-26 |
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