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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2016-08-11
  • MO RA
    APPROVED
    Since 2016-08-11

Branch Locations

1355-F East Bradford Pkwy., Springfield, MO 65804 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Springfield, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern National Life Insurance Com Minneapolis MN 05/1989 Present
Financial Solutions Springfield MO 05/1991 Present
Massachusetts Mutual Life Insurance Comp Springfield MA 12/1995 Present
Partners Securities, Inc. Austin TX 07/1998 Present
Kestra Advisory Services, Llc Springfield MO 04/2016 Present
Kestra Investment Services, Llc Springfield MO 07/1998 Present
  • 05/1989 → Present
    Northwestern National Life Insurance Com
    Minneapolis, MN
  • 05/1991 → Present
    Financial Solutions
    Springfield, MO
  • 12/1995 → Present
    Massachusetts Mutual Life Insurance Comp
    Springfield, MA
  • 07/1998 → Present
    Partners Securities, Inc.
    Austin, TX
  • 04/2016 → Present
    Springfield, MO
  • 07/1998 → Present
    Kestra Investment Services, Llc
    Springfield, MO
Other Businesses

Business Name: Financial Solutions Investment Related: No Address: 1355F East Bradford Parkway Springfieldc MO 65804 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Owner Start Date: 5/1/1989 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 61% - 70% (85 - 98 hours) Duties: Maintain client relationships and sell and service insurance products. Business Name: Ozark Mountain Parrotheasds Investment Related: No Address: 5846 S Foxboro Trail Springfield MO 65804 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: President Start Date: 1/1/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Run general meetings, run board meetings,follow up to make sure officers and committees are doing their duties. Business Name: Springfield Business Builders Club Investment Related: No Address: 1355F East Bradford Pkwy Springfield MO 65804 Nature of Business: Other Other/None of the Above I am in charge of orientation of new members Position, Title or Relationship: Member and orientation chairman Start Date: 3/1/1998 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Hold one on one meetings with new members to describe the mechanics of the club. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Ozark Mountain Parrot Heads Investment Related: No Address: PO Box 3098 Springfield MO 65808 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Other Other/None of the Above Conduct meetings and work with fundraising chairpeople Position, Title or Relationship: President Start Date: 11/28/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Keep in contact with membership and update them on activities. Work with the board of directors to approve plans and activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-07-30
  • S63 Uniform Securities Agent State Law Examination
    1993-07-30
Designations
Other Names
  • Bud Page

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