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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2016-08-11 |
Branch Locations
1355-F East Bradford Pkwy., Springfield, MO 65804 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Springfield, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern National Life Insurance Com | Minneapolis | MN | 05/1989 | Present |
| Financial Solutions | Springfield | MO | 05/1991 | Present |
| Massachusetts Mutual Life Insurance Comp | Springfield | MA | 12/1995 | Present |
| Partners Securities, Inc. | Austin | TX | 07/1998 | Present |
| Kestra Advisory Services, Llc | Springfield | MO | 04/2016 | Present |
| Kestra Investment Services, Llc | Springfield | MO | 07/1998 | Present |
Business Name: Financial Solutions Investment Related: No Address: 1355F East Bradford Parkway Springfieldc MO 65804 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Owner Start Date: 5/1/1989 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 61% - 70% (85 - 98 hours) Duties: Maintain client relationships and sell and service insurance products. Business Name: Ozark Mountain Parrotheasds Investment Related: No Address: 5846 S Foxboro Trail Springfield MO 65804 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: President Start Date: 1/1/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Run general meetings, run board meetings,follow up to make sure officers and committees are doing their duties. Business Name: Springfield Business Builders Club Investment Related: No Address: 1355F East Bradford Pkwy Springfield MO 65804 Nature of Business: Other Other/None of the Above I am in charge of orientation of new members Position, Title or Relationship: Member and orientation chairman Start Date: 3/1/1998 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Hold one on one meetings with new members to describe the mechanics of the club. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Ozark Mountain Parrot Heads Investment Related: No Address: PO Box 3098 Springfield MO 65808 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Other Other/None of the Above Conduct meetings and work with fundraising chairpeople Position, Title or Relationship: President Start Date: 11/28/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Keep in contact with membership and update them on activities. Work with the board of directors to approve plans and activities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-07-30 |
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