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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-25 |
| TN | RA | APPROVED | 2004-02-27 |
Branch Locations
213 Overlook Circle Ste A-2, Brentwood, TN 37027 • United States
Brentwood, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Brentwood | TN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Brentwood | TN | 03/2020 | Present |
Business Ownership; Overlook Business Partners, LLC; ; LLC that owns and manages office condo.; 213 Overlook CirSuite A-2Brentwood, TN 37027, ,; Not Investment-Related; 04/21/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Humes Real Estate LLC; ; Real Estate; 2169 Gorham PlGermantown, TN 38139, ,; Investment-Related; 04/21/2014; 1 to 9 hours per month; 0 during trading hours / Gorham Capital LLC; Member/Manager of LLC. Family investment holding company.; Investment Holding Company; 9129 Saddlebow Dr, , Brentwood, TN, 37027; Investment-Related; 10/27/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Humes Investments LLC; Co-owner; Family owned Investment Holding Company; 2169 Gorham Pl, , Germantown, TN, 38139; Not Investment-Related; 01/05/2004; 0 hours per month; 0 during trading hours / Sacred Service Group LLC; Co-owner; Manage Ameriprise Business; 20 Northwest 3rd St., Suite 850, Evansville, IN, 47708; Investment-Related; 06/25/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-06-14 |
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