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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-09-18 |
| TX | RA | APPROVED | 2025-09-15 |
Branch Locations
1450 Twin Lakes Avenue Suite 202, Bozeman, MT 59718 • United States
1420 5Th Ave [Satellite], Seattle , WA 98101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E.K. Riley Investments, Llc | Seattle | WA | 09/2010 | 11/2020 |
| Lpl Financial, Llc | Seattle | WA | 10/2020 | 09/2025 |
| Wells Fargo Advisors Financial Network, Llc | Seattle | WA | 09/2025 | Present |
1)10/1/2020- Pacific Coast Financial Services, Inc.- DBA for LPL Business (entity for LPL business)- Inv. Related- Seattle, WA - start date 10/1/2020- 100% 2)10/1/2002- Yellow Dog Investment Company-Business Entity For Tax/Investment Purposes Only- Non-Inv. Related- Seattle, WA- start date 101/2020 3) 12/15/2021 - Pacific Coast Financial Services, Inc. - Investment Related - Home Based and 1619 Harbor Ave SW, #201, Seattle, WA 98126 - Real Estate Rental - Start Date: 02/26/2020 - 2 Hours Per Month/0 Hours During Securities Trading - This company owns the commercial condo that my LLC rents for myself and my staff. 4)12/30/2021 - PCFS, LLCPCFS, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 11/2/2020 - 160 Hours Per Month/160 Hours During Securities Trading. LAUER GP, LLC; INV RELATED; SEATTLE, WA; THIS ENTITY WAS FORMED IN ORDER TO SELL 10% OF LAUER GP LLC/MERCHANT PARTNERSHIP; 90% OWNERSHIP% OWNERSHIP; START DATE: 02/02/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-26 |
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