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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-10-20
  • MA RA
    APPROVED
    Since 2021-10-20

Branch Locations

Brookline, MA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Boston MA 07/2006 11/2018
Advisor Group Jersey City NJ 11/2018 04/2021
Gwfs Equities, Inc Greenwood Village CO 10/2021 Present
Advised Assets Groups, Llc Greenwood Village CO 10/2021 Present
Unemployed Brookline MA 04/2021 10/2021
  • 07/2006 → 11/2018
    Sii
    Boston, MA
  • 11/2018 → 04/2021
    Advisor Group
    Jersey City, NJ
  • 10/2021 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 10/2021 → Present
    Advised Assets Groups, Llc
    Greenwood Village, CO
  • 04/2021 → 10/2021
    Unemployed
    Brookline, MA
Previous Registrations
  • 2018-12-13 → 2021-04-06
    Woodbury Financial Services, Inc.
    Oakdale, MN
  • 2018-12-13 → 2021-04-06
    Fsc Securities Corporation
    Atlanta, GA
  • 2018-12-11 → 2021-04-06
    Scottsdale, AZ
  • 2018-12-13 → 2021-04-06
    Osaic Services, Inc.
    Scottsdale, AZ
  • 2013-05-01 → 2018-11-05
    Signator Investors, Inc.
    Boston, MA
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-08
S63 Uniform Securities Agent State Law Examination 1993-10-18
  • S65 Uniform Investment Adviser Law Examination
    2013-07-08
  • S63 Uniform Securities Agent State Law Examination
    1993-10-18
Designations
  • Certified Financial Planner
Other Names
  • Edward S Rich

View on SEC IAPD

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