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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial | Knoxville | TN | 07/2004 | 01/2024 |
| Osaic Wealth, Inc. | Knoxville | TN | 01/2024 | 03/2024 |
| Lpl Financial Llc | Knoxville | TN | 03/2024 | Present |
1- 02/2024 / Worden, Rechenbach, Brooke / DBA for LPL Business (entity for LPL business) / Investment Related / 1 hr mth / 0 hrs during trading / At reported business location(s) 2- 02/2024 / Residential Apartment Rental / Real Estate Rental / Knoxville, TN / Investment Related / 1 hr mth / 1 hr during trading / Start date: 11/01/2004 3- 02/2004 / John Worden / Non-Variable Insurance / Investment Related / 40 hrs mth / 2 hrs during trading / Start date: 06/01/1993
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-14 |
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