Best Investors Account Sign in

Kenneth Robert Gallagher

LPl Financial LLC

Macungie, PA

CRD 2375447

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-29
PA RA APPROVED 2023-08-17
  • TX RA
    APPROVED_RES
    Since 2025-08-29
  • PA RA
    APPROVED
    Since 2023-08-17

Branch Locations

Macungie, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco / Private Ledger Corp. Tranquility NJ 08/1999 Present
  • 08/1999 → Present
    Linsco / Private Ledger Corp.
    Tranquility, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-04
S63 Uniform Securities Agent State Law Examination 1998-05-18
  • S65 Uniform Investment Adviser Law Examination
    2002-06-04
  • S63 Uniform Securities Agent State Law Examination
    1998-05-18

View on SEC IAPD

More in Macungie, PA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor