Nathaniel Steven Downes

Employer firm

Lido CRD 269866

$42.5B regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1999 → 01/2025
  Archangel Studios Llc
  North Hollywood, CA
• 02/2009 → 12/2017
  Ubs Financial Services Inc
  Century City, CA
• 12/2017 → 01/2025
  Avitas Wealth Management
  Los Angeles, CA
• 01/2025 → Present
  Lido Advisors, Llc
  Los Angeles, CA

Previous Registrations

• 2018-11-09 → 2025-01-23
  Avitas Wealth Management, Llc
  Los Angeles, CA
• 2009-02-23 → 2017-12-11
  Ubs Financial Services Inc.
  Los Angeles, CA
• 2008-02-06 → 2009-02-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA

Other Businesses

1) CFA Society of Los Angeles / 520 S Grand Avenue - Suite 370 Los Angeles,CA 90071 / Association (e.g. Trade or Industry, Sport)/ Other Trade Association (this is the local society affiliated with CFA Institute) / Local Chartered Financial Analyst (CFA) society. / Member / My role will likely center on educational activities and student outreach, though I would share in those duties necessary to run the Society. / Start Date 09/01/2013/ 1-2 hrs. per mth. 2) CFA Institute / 915 East High Street, Charlottesville,VA 22902 / Association (e.g. Trade or Industry, Sport)/ Other CFA Institute's Standards of Practice Council, the group charged with maintaining the Institute's code of ethics for members and candidates worldwide. / Trade association. / Advisor or advisory group member if advice given may influence an officer/board / Review CFA Institute's Code of Ethics and Standards of Practice to ensure both are up-to-date. / Start Date 09/01/2014/ 1-2 hrs. per mth.

Exams

• S66 Uniform Combined State Law Examination
  2008-01-31
• S65 Uniform Investment Adviser Law Examination
  1998-04-27
• S63 Uniform Securities Agent State Law Examination
  1993-12-15

Designations

• Chartered Financial Analyst

Other Names

• Ned Downes
• Nathaniel Steven Downes
• Nathaniel S Downes