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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-24 |
| PA | RA | APPROVED | 2022-05-20 |
Branch Locations
100 Front Street Suite 600, West Conshohocken, PA 19428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Philadelphia | PA | 10/2016 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Conshohocken | PA | 04/2017 | 02/2020 |
| Unemployed | North Wales | PA | 11/2016 | 04/2017 |
| Bank Of America, N.A. | Conshohocken | PA | 04/2019 | 02/2020 |
| Rockefeller Financial Llc | Conshohocken | PA | 02/2020 | 04/2022 |
| Morgan Stanley | West Conshohocken | PA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-26 |
| S65 | Uniform Investment Adviser Law Examination | 1998-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-28 |
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