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Stephen P Hess

J.P. Morgan Securities LLC

Summit, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-01
TX RA APPROVED 2023-05-31
  • NJ RA
    APPROVED
    Since 2023-06-01
  • TX RA
    APPROVED
    Since 2023-05-31

Branch Locations

25 Deforest Avenue Floor 3, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Summit NJ 07/1994 Present
J.P. Morgan Securities Llc Summit NJ 07/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-31
S63 Uniform Securities Agent State Law Examination 2005-12-31
  • S65 Uniform Investment Adviser Law Examination
    2023-05-31
  • S63 Uniform Securities Agent State Law Examination
    2005-12-31
Other Names
  • Stephen Philip Hess

View on SEC IAPD

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Other Offices

CONCORD MANAGEMENT SERVICES, LLC · SUMMIT, NJ
CONVERSANT CAPITAL LLC · SUMMIT, NJ
WELLS FARGO CLEARING SERVICES, LLC · SUMMIT, NJ
BIANCO WEALTH ADVISORS LLC · SUMMIT, NJ
FORZA INVESTMENT GROUP, LP · SUMMIT, NJ
TSP CAPITAL MANAGEMENT GROUP, LLC · SUMMIT, NJ
TSP CAPITAL MANAGEMENT GROUP, LLC · SUMMIT, NJ
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