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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-08-02 |
| MN | RA | APPROVED | 2019-05-14 |
| TX | RA | APPROVED | 2019-05-14 |
Branch Locations
928 Inwood Avenue, Oakdale, MN 55128 • United States
Colorado Springs, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lake Elmo | MN | 03/2014 | 05/2019 |
| Lpl Financial, Llc | Colorado Springs | CO | 05/2019 | Present |
1. 05/14/2019 - HERITAGE FINANCIAL ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ OAKDALE, MN
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-08-20 |
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