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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2005-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Paramus | NJ | 03/2005 | Present |
| Bank Of America, N.A. | Glen Rock | NJ | 07/2011 | Present |
I*6274FOR PROFIT OR NOT FOR PROFIT: NAME OF OUTSIDE BUSINESS ORGANIZATION: KEVIN & TRACY CORNWELLINVESTMENT RELATED: ADDRESS OF BUSINESS:BRECKENRIDGE, COLORADO 80424NATURE OF BUSINESS: ,POSITION, TITLE, ASSOCIATION: , START DATE OF RELATIONSHIP: 9/11/2017NUMBER OF HOURS DEVOTED: 0 HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: Status: APPRVDI*1121258For profit or not for profit: Name of outside business organization: Orchid Island Golf and Beach ClubInvestment related: NAddress of business: Vero Beach, Florida, 32963Nature of business: ["Business or Industry Organization"]Position, title, association: ["Committee"], [["Finance committee"]]Start date of relationship: 2/28/2023Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 1Duties: , long term budgeting and cash flow analysisI*1191256For profit or not for profit: Name of outside business organization: Orchid Island Golf & Beach ClubInvestment related: NAddress of business: Orchid, Florida, 32963Nature of business: ["Business or Industry Organization"]Position, title, association: ["Committee"], [["Other"]]Start date of relationship: 5/1/2023Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Fitness Committee I*3139273 Entity Type: N/A Name of OBA: Rental Property 1 Address: Breckenridge, Colorado, 80424 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 01/01/2017 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-13 |
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