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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2005-07-01
  • NJ RA
    APPROVED
    Since 2005-07-01

Branch Locations

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 03/2005 Present
Bank Of America, N.A. Glen Rock NJ 07/2011 Present
Other Businesses

I*6274FOR PROFIT OR NOT FOR PROFIT: NAME OF OUTSIDE BUSINESS ORGANIZATION: KEVIN & TRACY CORNWELLINVESTMENT RELATED: ADDRESS OF BUSINESS:BRECKENRIDGE, COLORADO 80424NATURE OF BUSINESS: ,POSITION, TITLE, ASSOCIATION: , START DATE OF RELATIONSHIP: 9/11/2017NUMBER OF HOURS DEVOTED: 0 HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: Status: APPRVDI*1121258For profit or not for profit: Name of outside business organization: Orchid Island Golf and Beach ClubInvestment related: NAddress of business: Vero Beach, Florida, 32963Nature of business: ["Business or Industry Organization"]Position, title, association: ["Committee"], [["Finance committee"]]Start date of relationship: 2/28/2023Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 1Duties: , long term budgeting and cash flow analysisI*1191256For profit or not for profit: Name of outside business organization: Orchid Island Golf & Beach ClubInvestment related: NAddress of business: Orchid, Florida, 32963Nature of business: ["Business or Industry Organization"]Position, title, association: ["Committee"], [["Other"]]Start date of relationship: 5/1/2023Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Fitness Committee I*3139273 Entity Type: N/A Name of OBA: Rental Property 1 Address: Breckenridge, Colorado, 80424 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 01/01/2017 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-30
S63 Uniform Securities Agent State Law Examination 1993-10-13
  • S66 Uniform Combined State Law Examination
    2005-06-30
  • S63 Uniform Securities Agent State Law Examination
    1993-10-13
Other Names
  • Kevin Kerrick Cornwell
  • Kevin K Cornwell

View on SEC IAPD

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