William Michael Smiley

Employer firm

Coastal Bridge Advisors CRD 152569

$5.02B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INSURANCE SOLUTIONS AND CREDIT AND CASH MANAGEMENT SOLUTIONS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → 11/2017
  Penland Legacy Advisors
  Charlotte, NC
• 11/2017 → 10/2019
  Penland Legacy Advisors Llc
  Charlotte, NC
• 10/2019 → 01/2025
  Trinitypoint Wealth, Llc
  Charlotte, NC
• 01/2025 → Present
  Coastal Bridge Advisors
  Westport, CT

Previous Registrations

• 2019-10-03 → 2025-01-28
  Trinitypoint Wealth, Llc
  Charlotte, NC
  Milford, CT
  Charlotte, NC
• 2017-11-29 → 2019-10-23
  Penland Legacy Advisors, Llc
  Charlotte, NC

Other Businesses

CBA Management Co., LLC; Partner - Senior Wealth Advisor WINTHROP UNIVERSITY FOUNDATION; NON INVESTMENT-RELATED; 2020 ALUMNI DRIVE, STEWART HOUSE, ROCK HILL, SC 29733; MEMBER OF BOARD OF DIRECTORS; SINCE 8/17/2024; 3-4 HRS/MONTH, 0 HRS/MONTH DURING TRADING HOURS; HELP MANAGE ASSETS AND PROVIDE VOLUNTEER LEADERSHIP THROUGH COMMUNITY OUTREACH, UNIVERITY ENGAGEMENT, AND BOARD GOVERNANCE

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-07-26
• S63 Uniform Securities Agent State Law Examination
  1993-08-20

Other Names

• Mike Smiley