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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-10-30 |
| NC | RA | APPROVED | 2025-07-09 |
| CT | RA | APPROVED | 2025-04-04 |
| TX | RA | APPROVED_RES | 2025-04-04 |
| NJ | RA | APPROVED | 2025-04-03 |
| NY | RA | APPROVED | 2025-04-03 |
| FL | RA | APPROVED | 2025-02-27 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Naples | FL | 08/2014 | 03/2017 |
| Guardian Life Insurance Company | Naples | FL | 08/2014 | 03/2017 |
| Guardian Life Insurnace | Fort Myers | FL | 03/2017 | 02/2025 |
| Park Avenue Securities | Fort Myers | FL | 03/2017 | 02/2025 |
| Guardian Life Insurnace | Tampa | FL | 02/2025 | 07/2026 |
| Park Avenue Securities | Tampa | FL | 02/2025 | 07/2026 |
| Guardian Life Insurance Company | Fort Myers | FL | 08/2026 | Present |
| Park Avenue Securities | Fort Myers | FL | 08/2026 | Present |
1. Sale of Fixed life products other than Guardian, Start: 05/19/2015, Address: 14021 Metropolis ave., Ft Myers, FL 33912, Hrs per month - Tot/Bus: 2/1, Investment related, 2. Sports Wealth Asset Group LLC-Created for the purposes of processing insurance and equity business through PAS, Address:14021 Metropolis Ave. Ft. Myers, Florida 33912, Start date: 08/30/2013, 1 bus hr per month, Investment related, 3) SWAG Business Consulting-Business owners and professional athletes to organize their personal lifestyles, Start date: 12/01/2022, Address: 1249 Enbrook loop, Naples, Florida 34114, 40 total hours per month; 20 during securities trading hours, Not investment related, More than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-01 |
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