Raymond Craig Frierson

Current Employers

Employment History

• 09/2002 → Present
  Lpl Financial, Llc
  Houston, TX
• 02/2000 → Present
  Greenbriar Financial Services, Inc
  Houston, TX

Previous Registrations

• 2023-01-24 → 2023-12-31
  Greenbriar Financial Services, Inc.
  Houston, TX
• 2022-03-04 → 2022-12-31
  Greenbriar Financial Services, Inc.
  Houston, TX
• 2000-02-15 → 2021-12-31
  Greenbriar Financial Services, Inc.
  Houston, TX
• 1996-02-08 → 2002-10-11
  1St Global Advisors Inc
  Houston, TX

Other Businesses

1. 10/15/2002: FRIERSON SOLA & ASSOCIATES, PC - NON-VARIABLE INSURANCE - OUTSIDE SALES OF NON-VARIABLE INSURANCE. - HOUSTON, TX. 2. 11/01/2002 - ACT IN A FIDUCIARY CAPACITY - INV REL - [CUSTOMER NAME] TRUST - FOR SISTER- TRUSTEE 3. 12/6/2004: CPA/BOOKKEEPER/TAX PREPARER - FRIERSON SOLA & ASSOCIATES, PC - CERTIFIED PUBLIC ACCOUNTANT. 4. 09/20/2010 - NO BUSINESS NAME - IV REL - ACT IN A FIDUCIARY CAPACITY - [CUSTOMER NAME] TRUST 5. 11/23/2010 - [CUSTOMER NAME] TEST. TRUST - INV REL - ACT IN A FIDUCIARY CAPACITY - 1% TIME SPENT - [CUSTOMER NAME] (SISTER). I AM ONE OF 4 TRUSTEES OF HER TESTAMENTARY TRUST ACCOUNT. LPL ACCOUNT #[ACCOUNT NO.]. 6. 08/18/2011 - Greenbriar Financial - Inv Related - At Reported Business Location(s) - Financial Institution Duty. 7. 01/30/2013 - FRIERSON SOLA SIMONTON KUTAC - INV REL - TAX PREP/ACCOUNTING/CPA - 25% TIME SPENT - AUDIT, TAX, ACCOUNTING 8. 12/26/2013 - COMAL COUNTY LLC - INV REL - REAL ESTATE RENTAL - NO TIME SPENT - LAND 9. 10/01/2014 - ADAMS COPANO BAY LLC - INV REL - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 09/01/2014 - 1 HOURS PER MONTH, 0 DURING TRADING - MANAGER OF LLC. NO EMPLOYEES. DOES NOT SHARE SPACE WITH SECURITIES BUSINESS. 10. 10/09/2015 - Houston County O & G, LLC - INV REL - 801 Travis, Suite 1900, Houston Texas 77002 - Business Entity For Tax/Investment Purposes Only - START 09/25/12 - NOT TIME SPENT - just holds interest in oil and gas properties; no employees, no office space; passive investment. 11. 6/16/2017 - Oshman Copano Bay, LLC - Investment Related - 801 Travis 77002 & Rockport, TX - Real Estate Rental - Started 01/01/17 - 2 Hours Per Month/0 Hours During Securities Trading - Rental house. 12. 4/20/2020 - Back Bay, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 09/05/2019 - 1 Hours Per Month/0 Hours During Securities Trading - Sell company; land ownership. 13. 4/22/2020 - Back Bay Preserve, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 10/01/2019 - 0 Hours Per Month. 14. 4/22/2020 - Back Bay Development, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 10/01/2019 - 0 Hours Per Month. 15. 10/04/2021 - Index Avenue LLC - Investment Related - Index, Washington 98256 - Real Estate Rental - Start Date: 10/01/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 16. 10/5/2021 - Oshman Copano Bay, LLC - Investment Related - At Reported Business Location(s) & Rockport Texas 78382 - Real Estate Rental - Started 01/01/17 - 2 Hours Per Month/0 Hours During Securities Trading - Land. 17. 05/15/2025 - Live Oak Greenbelt, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Home Based - Start Date: 09/06/2024 - 0 Hrs/Mth - 0 Hrs During Trading. 18. 07/13/2026 - Live Oak Greenbelt, LLC - Non-profit volunteer (not on board) - Not Investment Related - Houston, TX - Start Date 06/01/2026 - 0 hours per month/ during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-12-22