Robert Timothy Higgins

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2019-03-05

PA RA
APPROVED

Since 2019-03-05

Branch Locations

955 Chesterbrook Blvd Ste 320, Chesterbrook, PA 19087 • United States

Chester Springs, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Conshohocken	PA	01/2009	02/2019
Wells Fargo Clearing Services Llc	Berwyn	PA	02/2019	Present

01/2009 → 02/2019

Ubs Financial Services Inc

Conshohocken, PA
02/2019 → Present

Wells Fargo Clearing Services Llc

Berwyn, PA

Previous Registrations

2010-04-05 → 2019-03-12

Ubs Financial Services Inc.

Conshohocken, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-07-12
S63	Uniform Securities Agent State Law Examination	1993-07-29

S65 Uniform Investment Adviser Law Examination

1994-07-12
S63 Uniform Securities Agent State Law Examination

1993-07-29

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews