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Current Employers
Momentum Independent Network Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-03
  • CA RA
    APPROVED
    Since 2025-02-03

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES

7777 Alvarado Rd. Suite 621, La Mesa, CA 91942 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc La Mesa CA 04/2016 02/2025
Momentum Independent Network, Inc. La Mesa CA 02/2025 Present
Previous Registrations
  • 2016-04-21 → 2025-02-24
    La Mesa, CA
    La Mesa, CA
    San Diego, CA
  • 2012-02-28 → 2016-04-22
    Cetera Advisors Llc
    La Mesa, CA
    Greenwood Village, CO
  • 2011-03-04 → 2012-02-28
    Pacific West Financial Consultants Inc
    Renton, WA
  • 2009-06-01 → 2011-02-01
    San Diego, CA
  • 2008-07-01 → 2009-06-01
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-27
  • S66 Uniform Combined State Law Examination
    2008-06-27
Other Names
  • Penny Jo Vogel

View on SEC IAPD

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