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Sandra Lee Bershad

Oppenheimer & Co. Inc.

Dallas, TX

New York, NY

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
TX RA APPROVED 2015-08-21
FL RA APPROVED 2004-01-28
  • NY RA
    APPROVED
    Since 2021-04-07
  • TX RA
    APPROVED
    Since 2015-08-21
  • FL RA
    APPROVED
    Since 2004-01-28

Branch Locations

13455 Noel Road, Two Galleria Tower Suite 1800, Dallas, TX 75240 • United States

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co. Inc. New York NY 01/2003 Present
  • 01/2003 → Present
    Fahnestock & Co. Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-16
S65 Uniform Investment Adviser Law Examination 2000-10-20
S63 Uniform Securities Agent State Law Examination 1999-01-20
  • S66 Uniform Combined State Law Examination
    2004-01-16
  • S65 Uniform Investment Adviser Law Examination
    2000-10-20
  • S63 Uniform Securities Agent State Law Examination
    1999-01-20
Other Names
  • Sandra Lee Alexander
  • Sandra Lee Fitschen

View on SEC IAPD

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