Sally Ann Kirkpatrick

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-01-15
MD	RA	APPROVED	2009-07-13
NC	RA	APPROVED	2006-02-27
DC	RA	APPROVED	2005-09-21

TX RA
APPROVED_RES

Since 2016-01-15
MD RA
APPROVED

Since 2009-07-13
NC RA
APPROVED

Since 2006-02-27
DC RA
APPROVED

Since 2005-09-21

Branch Locations

5425 Wisconsin Avenue Suite 301, Chevy Chase, MD 20815-3552 • United States

Keswick, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Llc	Washington	DC	03/2008	Present
City National Bank	Chevy Chase	MD	09/2017	Present

03/2008 → Present

Rbc Capital Markets Llc

Washington, DC
09/2017 → Present

City National Bank

Chevy Chase, MD

Previous Registrations

1999-11-02 → 2005-09-15

Legg Mason Wood Walker, Incorporated

Washington, DC

Other Businesses

BOYS & GIRLS CLUB OF GREATER MET WASHINGTON ON BOARD OF DIRECTORS, START 1/06 THRU 1/09. SERVE ON COMMITEE TO APPRIVE ACTIONS OF CHARITY WISHES. DEVOTE 4 HRS A MONTH TO THIS, MAYBE 1 HR DURING TRADING HRS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-09-15
S63	Uniform Securities Agent State Law Examination	1993-08-23

S65 Uniform Investment Adviser Law Examination

1993-09-15
S63 Uniform Securities Agent State Law Examination

1993-08-23

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews