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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-02-04
  • TX RA
    APPROVED
    Since 2012-02-04

Branch Locations

2219 Lamar Ave, Paris, TX 75460-4755 • United States

Paris, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Paris TX 01/2012 03/2020
Ameriprise Financial Services, Llc Paris TX 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Callaway & Callaway, LLC; ; this company is to be used to recieve monies in from Ameriprise and to pay bills, staff and rent.; 2219 Lamar AveParis TX 75460, ,; ; 01/23/2012; 1 to 9 hours per month; . Board of Directors; Episcopal Day School and Quest Acadamy; Vice President; 320 S Church St, , Paris , TX, 75460; Not Investment-Related; 01/29/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Episcopal Diocese of Dallas - Commission on Ministery; Reviewing and interviewing candidates to enter the priesthood.; 5100 Ross Ave, , Dallas, TX, 75206; Not Investment-Related; 12/09/2021; 1 to 9 hours per month; 0 during trading hours / Holy Cross Episcopal Church Finance Committee; I sit on a committee that reviews financial documents for Holy Cross Episcopal Church and develops the annual budget for the church. All reports and financials are prepared by an outside CPA firm. Wells-Kapp CPA's in PAris Texas.; 400 S Church St, , Paris, TX, 75460; Not Investment-Related; 01/29/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-09-20
  • S63 Uniform Securities Agent State Law Examination
    1996-09-20

View on SEC IAPD

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