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Matthew M Gieryn

Northwestern Mutual Investment Services, LLC

Milwaukee, WI

CRD 2373215

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2012-08-15
  • WI RA
    APPROVED
    Since 2012-08-15

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Milwaukee WI 09/2004 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2004 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-14
S63 Uniform Securities Agent State Law Examination 2000-09-11
  • S65 Uniform Investment Adviser Law Examination
    2012-08-14
  • S63 Uniform Securities Agent State Law Examination
    2000-09-11
Other Names
  • Matt M Gieryn

View on SEC IAPD

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