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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2016-09-19
TX RA APPROVED_RES 2016-09-01
  • KS RA
    APPROVED
    Since 2016-09-19
  • TX RA
    APPROVED_RES
    Since 2016-09-01

Branch Locations

3401 College Blvd, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Leawood KS 08/2016 Present
Previous Registrations
  • 2015-06-05 → 2016-10-10
    Wealthplan Partners
    Omaha, NE
  • 2012-07-13 → 2015-06-04
    Omaha, NE
  • 2009-05-26 → 2012-06-04
    Truist Investment Services, Inc.
    Coral Gables, FL
    Coral Gables, FL
    Coral Gables, FL
Other Businesses

I*1916310 , Entity Type,For Profit Name of OBA: RB Lakeside Hideaway LLC Address: Olathe,Kansas,66062 Investment Related: no Position, Title, Association: General Partner/Managing Member Employee Start Date:08/15/2024 No Hours: 5 monthly No Hours during trading: 0 Duties:Family LLC for the purpose of future purchase of vacation home, one of the owners of the vacation home

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-03
S65 Uniform Investment Adviser Law Examination 2009-05-18
  • S66 Uniform Combined State Law Examination
    2009-06-03
  • S65 Uniform Investment Adviser Law Examination
    2009-05-18
Other Names
  • Becky Latshaw
  • Rebecca Dawn Latshaw
  • Rebecca D Latshaw
  • Becky San Martin
  • Rebecca Dawn San Martin

View on SEC IAPD

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