Timothy Augustine

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2005 → 06/2020
  Gierl Augustine & Associates Llc
  Seven Fields, PA
• 09/2014 → 09/2017
  Purshe Kaplan Sterling Investments
  Albany, NY
• 06/2004 → 06/2020
  Augustine, Gierl & Augustine
  Seven Fields, PA
• 02/2007 → 06/2020
  Gierl Augustine Investment Management, Inc
  Seven Fields, PA
• 01/2005 → 06/2020
  Independent Insurance Sales
  Seven Fields, PA
• 01/2020 → 02/2024
  Stratos Wealth Advisors, Llc
  Seven Fields, PA
• 02/2024 → Present
  Avantax Planning Partners, Inc.
  Seven Fields, PA
• 06/2005 → Present
  Gierl Augustine & Associates, Llc
  Seven Fields, PA
• 07/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2024 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services.
  Seven Fields, PA
• 02/2024 → 09/2025
  Avantax Investment Services
  Seven Fields, PA

Previous Registrations

• 2020-01-02 → 2024-03-20
  Stratos Wealth Advisors Llc
  Pittsburgh, PA
  Seven Fields, PA
• 2007-02-22 → 2020-06-19
  Gierl Augustine Investment Management, Inc.
  Seven Fields, PA
• 2007-02-16 → 2007-07-09
  Cambridge Investment Research Advisors, Inc.
  Sarver, PA
• 2000-08-09 → 2007-02-20
  Raymond James Financial Services, Inc.
  Sarver, PA
  Sarver, PA

Other Businesses

1) February 2005- Present Gierl Augustine & Associates, LLC. 310 Seven Fields Blvd. Suite 161 Seven Fields, PA 16046 Insurance and Annuity Sales; Owner; <10 hrs per month 2)June 2004-PRESENT AUGUSTINE GIERL AUGUSTINE, LLC 31o Seven Fields Blvd. Suite 161, Seven Fields PA 16046 PROPERTY MANAGEMENT 1/3 OWNER, <2 HRS PER MONTH DURING TRADING 3) February 2005-Present Gierl Augustine & Associates, LLC. 31o Seven Fields Blvd. Suite 161, Seven Fields PA 16046 Tax Preparation; Owner; <5hrs per month during trading 4)GIERL AUGUSTINE & ASSOCIATES, LLC POSITION: Tax preparer NATURE: tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2005 ADDRESS: 310 Seven Fields Blvd., Suite 161, Seven Fields PA 16046, United States DESCRIPTION: tax preparation 5) AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES. POSITION: rep NATURE: sell insurance through Avantax INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/14/2024 ADDRESS: 310 Seven Fields Blvd., Suite 161, Seven Fields PA 16046, United States DESCRIPTION: sell insurance through Avantax

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-23
• S63 Uniform Securities Agent State Law Examination
  1993-09-27

Designations

• Certified Financial Planner

Other Names

• Timothy John Augustine