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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-01
TX RA APPROVED 2019-05-22
  • MD RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2019-05-22

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

35 Fulford Avenue, Suite 100, Bel Air, MD 21014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bel Air MD 09/2010 Present
Private Advisor Group, Llc Morristown NJ 05/2019 Present
Other Businesses

(1) 09/15/2010 - NON-VARIABLE INSURANCE - SELLING FIXED INSURANCE - GROUP, LIFE, HEALTH INSURANCE - 15% OF TIME SPENT - CHURCHVILLE, MD (2) 10/29/2013 - COVENANT FINANCIAL STRATEGIES, INC. - NON-VARIABLE INSURANCE DBA - COVENANT FINANCIAL STRATEGIES, INC. - 50% OF TIME SPENT - BELAIR, MD (3) 09/08/2021 - Fisher Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/27/2021 - 8 Hours Per Month/8 Hours During Securities Trading. (4) 09/23/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 09/13/2021 - 54 Hours Per Month/43 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, Inc.an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 54 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-25
  • S66 Uniform Combined State Law Examination
    2010-08-25
Designations
Other Names
  • Brad Mainster

View on SEC IAPD

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