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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2019-05-22 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
35 Fulford Avenue, Suite 100, Bel Air, MD 21014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Bel Air | MD | 09/2010 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 05/2019 | Present |
(1) 09/15/2010 - NON-VARIABLE INSURANCE - SELLING FIXED INSURANCE - GROUP, LIFE, HEALTH INSURANCE - 15% OF TIME SPENT - CHURCHVILLE, MD (2) 10/29/2013 - COVENANT FINANCIAL STRATEGIES, INC. - NON-VARIABLE INSURANCE DBA - COVENANT FINANCIAL STRATEGIES, INC. - 50% OF TIME SPENT - BELAIR, MD (3) 09/08/2021 - Fisher Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/27/2021 - 8 Hours Per Month/8 Hours During Securities Trading. (4) 09/23/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 09/13/2021 - 54 Hours Per Month/43 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, Inc.an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 54 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-25 |
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