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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2003-07-01 |
Branch Locations
40 E Rio Salado Pkwy Ste 525, Tempe, AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mesa | AZ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mesa | AZ | 11/2016 | Present |
TRUSTEE FOR PARENT'S TRUST, INV RELATED, MESA, AZ, START: 3/25/2021, 5 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-20 |
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