Scott Vincent Richter

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-06-24
FL	RA	APPROVED	2001-05-21

TX RA
APPROVED_RES

Since 2013-06-24
FL RA
APPROVED

Since 2001-05-21

Branch Locations

1007 S Federal Hwy, Deerfield Beach, FL 33441 • United States

1675 N Military Trail Ste 500 [F1/F5-Rbo], Boca Raton, FL 33486 • United States

1862 W Hillsboro Blvd, Deerfield Beach, FL 33442 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Hollywood	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Hollywood	FL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Hollywood, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Hollywood, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-10-11
S63	Uniform Securities Agent State Law Examination	1993-07-23

S65 Uniform Investment Adviser Law Examination

2001-10-11
S63 Uniform Securities Agent State Law Examination

1993-07-23

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

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