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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-03
PA RA APPROVED 2020-09-02
  • TX RA
    APPROVED_RES
    Since 2021-11-03
  • PA RA
    APPROVED
    Since 2020-09-02

Branch Locations

150 S. Warner Rd Suite 445, King Of Prussia, PA 19406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Bryn Mawr PA 04/2014 05/2017
Bb&T Securities King Of Prussia PA 05/2017 09/2020
Suntrust Investment Services, Inc King Of Prussia PA 09/2020 02/2021
Suntrust Advisory Services, Inc Atlanta GA 09/2020 02/2021
Truist Investment Services, Inc. Mclean VA 02/2021 Present
  • 04/2014 → 05/2017
    Bryn Mawr, PA
  • 05/2017 → 09/2020
    Bb&T Securities
    King Of Prussia, PA
  • 09/2020 → 02/2021
    Suntrust Investment Services, Inc
    King Of Prussia, PA
  • 09/2020 → 02/2021
    Suntrust Advisory Services, Inc
    Atlanta, GA
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Mclean, VA
Previous Registrations
  • 2017-05-09 → 2021-02-17
    Bb&T Securities, Llc
    King Of Prussia, PA
    Richmond, VA
  • 2014-05-14 → 2017-05-10
    Bryn Mawr, PA
    Royersford, PA
Other Businesses

SCHUBERT SIBLING TRUST POSITION: Trustee NATURE: Family property trust INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2005 ADDRESS: 1457 Greenhill Ct, Vail CO 81657, United States DESCRIPTION: Property manager - Communicate with on-site property manager about any issues. Communicate with tennant about any issues. Schedule "owner visits" in the property manager online calendar. MA SCHUBERT IREV. TRUST POSITION: Trustee/FA NATURE: My Mother established a Trust for her grandchildren in which I am the Trustee and FA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/24/2020 ADDRESS: 1579 Salomon Ln, Chesterbrook PA 19087 THOMAS F. SCHUBERT POSITION: None NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2004 ADDRESS: , Chesterbrook PA , United States DESCRIPTION: Respond to tenant issues - collect rent - identify new tenants - Pay property taxes - overall care of the property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-13
S63 Uniform Securities Agent State Law Examination 2000-01-17
  • S66 Uniform Combined State Law Examination
    2014-05-13
  • S63 Uniform Securities Agent State Law Examination
    2000-01-17
Other Names
  • Thomas F Schubert
  • Tom Schubert

View on SEC IAPD

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