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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-03 |
| PA | RA | APPROVED | 2020-09-02 |
Branch Locations
150 S. Warner Rd Suite 445, King Of Prussia, PA 19406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Bryn Mawr | PA | 04/2014 | 05/2017 |
| Bb&T Securities | King Of Prussia | PA | 05/2017 | 09/2020 |
| Suntrust Investment Services, Inc | King Of Prussia | PA | 09/2020 | 02/2021 |
| Suntrust Advisory Services, Inc | Atlanta | GA | 09/2020 | 02/2021 |
| Truist Investment Services, Inc. | Mclean | VA | 02/2021 | Present |
SCHUBERT SIBLING TRUST POSITION: Trustee NATURE: Family property trust INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2005 ADDRESS: 1457 Greenhill Ct, Vail CO 81657, United States DESCRIPTION: Property manager - Communicate with on-site property manager about any issues. Communicate with tennant about any issues. Schedule "owner visits" in the property manager online calendar. MA SCHUBERT IREV. TRUST POSITION: Trustee/FA NATURE: My Mother established a Trust for her grandchildren in which I am the Trustee and FA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/24/2020 ADDRESS: 1579 Salomon Ln, Chesterbrook PA 19087 THOMAS F. SCHUBERT POSITION: None NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2004 ADDRESS: , Chesterbrook PA , United States DESCRIPTION: Respond to tenant issues - collect rent - identify new tenants - Pay property taxes - overall care of the property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-17 |
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