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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2003-09-25 |
| TX | RA | APPROVED_RES | 2003-04-25 |
| KS | RA | APPROVED | 2003-04-05 |
| MO | RA | APPROVED | 1995-10-31 |
Branch Locations
2342 Technology Drive Suite 300, O'FAllon, MO 63368 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St. Peters | MO | 04/1997 | Present |
1. Entercom Communications; 401 City Avenue, Suite 809 Bala Cynwyd PA 19004; Radio; On-air talent; Weekly radio show; 03/01/2018; 5.00 Hour(s) Per Week; during securities trading hours; Investment-Related 2. Montgomery Farm;300 Half Moon Hollow; New Florence MO 63363;Farm;owner; Lease land to a local farmer;7/1/19;10 hr/yr; not during securities trading hours; investment related. 3. Ralls 212 Farm; Outer Road Hwy 61N;Frankford MO 63441;The farm is rented to a farmer for cash payments;Owner;12/3/19;10 hr/yr; not during securities trading hours; investment related. 4. Stockdale Investments LLC; 502 Waterside Court, Saint Charles, MO 63304; Vacation Home; Owner; Maintain the property; 09/01/2022; 0 Hours per Day; Not during securities trading hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-06 |
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